Unit of Competency Mapping – Information for Teachers/Assessors – Information for Learners
FNSASICT513 Mapping and Delivery Guide
Provide wholesale advice in managed investments
Version 1.0
Issue Date: May 2024
Qualification | - |
Unit of Competency | FNSASICT513 - Provide wholesale advice in managed investments |
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Description | |||
Employability Skills | |||
Learning Outcomes and Application | This unit describes the skills and knowledge required to analyse client financial needs and objectives and provide wholesale advice ethically and professionally on managed investments in compliance with industry regulations, codes of practice and current Australian Securities and Investments Commission (ASIC) and Australian financial services (AFS) licensing.The unit applies to those who apply specialised knowledge and well-developed interpersonal, communication and self-management skills to perform a wholesale advisory role in managed investments.Work functions in the occupational areas where this unit may be used are subject to regulatory requirements. Users are advised to check with the relevant regulatory authorities to confirm those requirements. | ||
Duration and Setting | X weeks, nominally xx hours, delivered in a classroom/online/blended learning setting. Skills in this unit must be demonstrated in a workplace or simulated environment where the conditions are typical of those in a working environment in this industry. This includes access to: office equipment, technology, software and consumables used to provide wholesale advice in managed investments clients requiring wholesale advice in managed investments managed investment product information. Assessors of this unit must satisfy the requirements for assessors in applicable vocational education and training legislation, frameworks and/or standards. |
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Prerequisites/co-requisites | |||
Competency Field |
Development and validation strategy and guide for assessors and learners | Student Learning Resources | Handouts Activities |
Slides PPT |
Assessment 1 | Assessment 2 | Assessment 3 | Assessment 4 | |
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Elements of Competency | Performance Criteria | |||||||
Element: Establish relationship with client and identify client’s needs and financial situation |
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Element: Develop strategies and solutions according to clients objectives, needs, financial situation and risk profile |
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Element: Present strategies and solutions to client and determine financial plan, policy or transaction |
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Element: Agree to plan, policy or transaction and complete documentation |
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Element: Provide arrangements for ongoing service, where requested by client |
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